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Mobile-policy best practice to ensure compliance to MiFID II regulations

MiFID II: Setting a Mobile Policy for Compliance and Trading Business

Financial institutions have long been aware of the compliance issues around e-comms and trading room voice recording. However A-Team Group’s survey of communications and compliance executives found that fewer understand how the new MiFID II requirements impacts their employees' use of mobile devices. The detail of new regulations must therefore be considered carefully to determine what mobile communications policies should be implemented.